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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Timothy? Claim Your ProfileTimothy John Wuebben is an investment advisor representative with Osaic Wealth, Inc., a financial services firm headquartered in Scottsdale, Arizona. Timothy has been working in the financial industry since 1987. Timothy has earned the following licenses and certifications: Series 6, Series 7, Series 24, Series 26, Series 4, Series 53, Series 63, and Series 65.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
WI
09/01/2023 - Present
Osaic Wealth, Inc. (LA CROSSE WI)
WI
10/31/2005 - 09/01/2023
SAGEPOINT FINANCIAL, INC. (LA CROSSE WI)
AZ
01/24/2001 - 10/31/2005
SENTRA SECURITIES CORPORATION (PHOENIX AZ)
WI
10/28/1994 - 02/01/2001
SII INVESTMENTS, INC. (APPLETON WI)
CA
09/14/1992 - 11/14/1994
TRANSAMERICA FINANCIAL RESOURCES, INC. (LOS ANGELES CA)
NA
05/03/1991 - 09/14/1992
G. R. PHELPS & CO., INC.
NY
03/23/1990 - 04/17/1991
FAHNESTOCK & CO., INC. (NEW YORK NY)
MO
12/23/1988 - 03/23/1990
B.C. CHRISTOPHER SECURITIES CO. (KANSAS CITY MO)
NA
09/14/1987 - 12/23/1988
MORISON SECURITIES, INC.
IA
Issued 02/26/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/14/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/08/2008
Series 4 - Registered Options Principal Examination
BC
Issued 06/25/2004
Series 53 - Municipal Securities Principal Examination
BC
Issued 02/20/1998
Series 24 - General Securities Principal Examination
BC
Issued 09/17/1996
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/12/1998
Series 7 - General Securities Representative Examination
BC
Issued 09/11/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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