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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Timothy? Claim Your ProfileTimothy Wallis is a financial advisor at Fidelity Personal and Workplace Advisors, working in the Campbell, CA branch office. Timothy has been working in the financial industry since November 20, 2017. Previously, Timothy worked at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED in San Jose, CA. Timothy Wallis is registered with FINRA as well as the states of Arizona, California, Colorado, Florida, Hawaii, Nevada, North Carolina, Ohio, Oregon, Texas, Utah, and Washington. Timothy holds the Series 66, Series 7 and SIE licenses and is also registered to provide investment advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
03/12/2021 - Present
Fidelity Personal AND Workplace Advisors (CAMPBELL CA)
CA
10/10/2017 - 03/17/2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SAN JOSE CA)
BOTH
Issued 01/31/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/09/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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