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Timothy John Tone

Pgim Investments LLC

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About Timothy John Tone

Timothy John Tone is a financial advisor currently registered with Pgim Investments LLC. Timothy has been in the financial services industry since 1996 and is licensed to provide investment advice in all 50 states. Timothy has a strong track record of success in the industry and is committed to providing his clients with the highest level of service. Timothy holds the following licenses: Series 6, 7, 24, 26, 63, and 65.

Firm Information

Timothy Tone is currently registered with Pgim Investments LLC. Pgim Investments LLC is an investment advisor registered with the SEC. The firm has 144 licensed agents, 67 investment adviser representatives, 230 registered representatives, and 96 employees who perform investment advisory functions. The firm's regulatory assets under management total $315,351,503,018, with $315,351,503,018 being discretionary. The firm primarily provides advisory services to sponsors of wrap account platforms, investment companies, and business development companies.
Pgim Investments LLC

655 BROAD STREET

NEWARK, NJ 07102

$315.35B

Assets Under Management

8

Total Clients

75

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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Timothy Tone’s Registration & Firm History

NJ

08/26/2002 - Present

Pgim Investments LLC (BRIDGEWATER NJ)

NJ

06/07/1996 - 01/01/1997

PRUCO SECURITIES CORPORATION (NEWARK NJ)

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Licenses & Designations

IA

Issued 02/17/2000

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 02/21/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/28/2018

Series 24 - General Securities Principal Examination

BC

Issued 03/24/2006

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/18/2002

Series 7 - General Securities Representative Examination

BC

Issued 06/06/1996

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Timothy John Tone.
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