Unclaimed
Timothy John Sullivan is a financial advisor with over 30 years of experience in the industry. Timothy is currently registered with LPL Financial LLC and is located in Minneapolis, Minnesota. Previous employers include INVEST FINANCIAL CORPORATION, INTERSECURITIES, INC., SIGNATOR INVESTORS, INC., JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY and JOHN HANCOCK DISTRIBUTORS, INC.. Timothy holds the Series 6, Series 63 and SIE licenses. Timothy is also a registered representative in Florida and Minnesota.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MN
02/14/2018 - Present
LPL Financial LLC (MINNEAPOLIS MN)
MN
03/27/2009 - 02/14/2018
INVEST FINANCIAL CORPORATION (MINNEAPOLIS MN)
MN
03/01/2002 - 04/02/2009
INTERSECURITIES, INC. (SAINT LOUIS PARK MN)
MA
11/09/1993 - 03/04/2002
SIGNATOR INVESTORS, INC. (BOSTON MA)
MA
11/09/1993 - 05/01/1997
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)
MA
10/12/1984 - 12/14/1992
JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)
NA
09/05/1984 - 12/21/1984
FIRST INVESTORS CORPORATION
BC
Issued 10/11/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/04/1984
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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