Unclaimed
Timothy John Stearns is a financial advisor with Cornerstone Securities LLC. Timothy has been working in the financial services industry since 2000 and has extensive experience in providing financial planning and portfolio management services. Timothy has a Series 7, Series 24, Series 63, Series 65 and SIE license and holds a designation. Timothy is registered as a Registered Investment Advisor (RIA) in Florida, Illinois and Missouri.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
IL
06/01/2015 - Present
Cornerstone Securities LLC (ARLINGTON HEIGHTS IL)
IL
07/30/2012 - 12/31/2023
CROWN CAPITAL SECURITIES, L.P. (ARLINGTON HEIGHTS IL)
IL
07/23/2007 - 06/20/2012
BROOKSTONE SECURITIES, INC. (ARLINGTON HEIGHTS IL)
IL
10/17/2003 - 07/23/2007
LASALLE ST SECURITIES, L.L.C. (PALATINE IL)
OH
04/20/2001 - 10/14/2003
CARILLON INVESTMENTS, INC. (CINCINNATI OH)
FL
11/20/2000 - 05/07/2001
STERLING FINANCIAL INVESTMENT GROUP, INC. (BOCA RATON FL)
FL
02/04/2000 - 11/20/2000
JOSEPH CHARLES & ASSOC., INC. (BOCA RATON FL)
FL
03/17/1998 - 09/21/1999
JOSEPH CHARLES & ASSOC., INC. (BOCA RATON FL)
UT
02/22/1995 - 03/10/1997
ACAP FINANCIAL INC. (SALT LAKE CITY UT)
NY
06/27/1994 - 02/23/1995
L.C. WEGARD & CO., INC. (NEW YORK NY)
BC
Issued 02/28/2006
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 07/24/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/02/2006
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/14/2006
Series 7 - General Securities Representative Examination
Active
Inactive
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