Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Timothy? Claim Your ProfileTimothy Shea has been an active advisor in the financial industry since 1993 and is currently registered with LPL Financial LLC. Timothy has extensive experience working for several firms and has earned several certifications, including the Certified Financial Planner designation. Timothy specializes in providing a range of services, including financial planning, pension consulting, and educational seminars. Timothy is passionate about helping individuals and businesses achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
09/01/2020 - Present
LPL Financial LLC (SAN DIEGO CA)
CA
09/09/2011 - 10/05/2020
LUCIA SECURITIES, LLC (NEWPORT BEACH CA)
CA
08/15/2008 - 12/05/2011
FIRST ALLIED SECURITIES, INC. (NEWPORT BEACH CA)
CA
02/12/2003 - 09/07/2007
BANC OF AMERICA INVESTMENT SERVICES, INC. (SAN DIEGO CA)
NY
11/07/2001 - 05/07/2002
SCUDDER INVESTOR SERVICES, INC. (NEW YORK NY)
CA
11/14/2000 - 04/30/2001
SCUDDER WEISEL CAPITAL, LLC (SAN FRANCISCO CA)
NY
01/21/1991 - 11/06/2000
SCUDDER INVESTOR SERVICES, INC. (NEW YORK NY)
IA
Issued 08/13/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/25/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/29/2000
Series 7 - General Securities Representative Examination
BC
Issued 01/18/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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