Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Timothy? Claim Your ProfileTimothy John Scanlan has been an active Registered Representative and Investment Adviser Representative for over 28 years. Timothy has experience with a variety of financial institutions including Robert W. Baird & Co. Incorporated, Citigroup Global Markets Inc., Morgan Stanley Smith Barney, Cedar Creek Securities, Inc. and Wells Fargo Clearing Services, LLC. Timothy is currently registered with Independent Advisor Alliance, LLC. Timothy's areas of specialization include retirement planning, college savings plans, estate planning, and insurance. Timothy John Scanlan can help clients with both individual and business needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
WI
05/12/2021 - Present
Independent Advisor Alliance, LLC (Waukesha WI)
WI
03/20/2014 - 05/10/2021
WELLS FARGO CLEARING SERVICES, LLC (DELAFIELD WI)
WI
04/02/2010 - 04/17/2014
CEDAR CREEK SECURITIES, INC. (MILWAUKEE WI)
WI
06/01/2009 - 04/26/2010
MORGAN STANLEY SMITH BARNEY (MILWAUKEE WI)
WI
12/01/2006 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (MILWAUKEE WI)
WI
03/20/1995 - 12/07/2006
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
IA
Issued 03/24/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/21/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/07/2018
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/28/2018
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 11/21/2018
Series 31 - Futures Managed Funds Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/17/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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