Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Timothy? Claim Your ProfileTimothy O'Connor is a securities professional with over 18 years of experience in the financial industry. Timothy currently works for TP Icap Global Markets Americas LLC as a registered representative. Previously, Timothy worked for ICAP Securities USA LLC in a similar role. Timothy holds Series 7, 72 and 63 licenses. Timothy is registered with the state of New York and FINRA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
06/30/2023 - Present
TP Icap Global Markets Americas LLC (New York NY)
NY
09/13/2004 - 06/30/2023
ICAP SECURITIES USA LLC (NEW YORK NY)
BC
Issued 09/14/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/23/2016
Series 7 - General Securities Representative Examination
BC
Issued 08/27/2004
Series 72 - Government Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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