Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Timothy? Claim Your ProfileTimothy O'Connell is a financial professional with over 16 years of experience in the industry. Timothy has held positions at several prominent firms including Jefferies & Company, Inc., MF Global Inc., Cortview Capital Securities LLC, and Santander US Capital Markets LLC. Timothy is currently registered with Stonex Financial Inc. and holds Series 3, 7, 24, and 63 licenses. Timothy is licensed in all 50 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
05/04/2023 - Present
Stonex Financial Inc. (NEW YORK NY)
NY
10/19/2012 - 05/04/2023
SANTANDER US CAPITAL MARKETS LLC (NEW YORK NY)
NY
01/03/2012 - 03/07/2013
CORTVIEW CAPITAL SECURITIES LLC (NEW YORK NY)
NY
08/30/2010 - 12/05/2011
MF GLOBAL INC. (NEW YORK NY)
NY
05/31/2007 - 09/08/2010
JEFFERIES & COMPANY, INC. (NEW YORK NY)
BC
Issued 09/27/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/25/2023
Series 24 - General Securities Principal Examination
BC
Issued 04/29/2024
Series 3 - National Commodity Futures Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/30/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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