Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Timothy? Claim Your ProfileTimothy John Murphy is a financial advisor with over 11 years of experience in the industry. Currently registered with Guggenheim Securities, LLC in New York, NY, Timothy has held previous positions with The Bank Street Group L.L.C. in Stamford, CT, and Southridge Investment Group LLC in Ridgefield, CT. Timothy holds Series 7, 24, 63, 79TO, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
09/05/2023 - Present
Guggenheim Securities, LLC (NEW YORK NY)
CT
01/25/2012 - 09/01/2023
THE BANK STREET GROUP L.L.C. (STAMFORD CT)
CT
11/15/2010 - 11/15/2010
SOUTHRIDGE INVESTMENT GROUP LLC (RIDGEFIELD CT)
BC
Issued 04/26/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/22/2021
Series 24 - General Securities Principal Examination
BC
Issued 09/23/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/12/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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