Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Timothy? Claim Your ProfileTimothy Murphy is a financial advisor with Capital Client Group, Inc. in Los Angeles, CA. He is a registered representative and investment advisor. Timothy holds FINRA Series 7, 24, 26, 31, and 66 licenses and has been in the industry since 2003. Timothy has worked at several other firms, including Lazard Asset Management Securities LLC and Lazard Freres & Co. LLC. Timothy is also affiliated with American Funds.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Recommending affiliate as investment adviser of sma assets
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
As agreed upon in a manner that covers registrant's costs
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2
CA
10/15/2013 - Present
Capital Client Group, Inc. (Los Angeles CA)
NY
04/01/2004 - 09/24/2013
LAZARD ASSET MANAGEMENT SECURITIES LLC (NEW YORK NY)
NY
02/17/2003 - 04/01/2004
LAZARD FRERES & CO. LLC (NEW YORK NY)
BOTH
Issued 05/21/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/07/2022
Series 24 - General Securities Principal Examination
BC
Issued 02/10/2014
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/20/2012
Series 31 - Futures Managed Funds Examination
BC
Issued 02/13/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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