Unclaimed
Timothy Mirocco is a registered representative of LPL Financial LLC and has been in the industry since January 2020. Timothy Mirocco has a Series 7, 63, and 66 license. Timothy Mirocco is licensed in 15 states and has a record of 2 prior employers. Timothy Mirocco is currently registered in 15 states with LPL Financial LLC. Timothy Mirocco was previously employed by MML Investors Services, LLC. Timothy Mirocco provides financial planning, consulting, and other non-discretionary advisory services. Timothy Mirocco's firm, LPL Financial LLC, manages over $50 billion in assets and provides a variety of advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
11/15/2021 - Present
LPL Financial LLC (EAST SETAUKET NY)
NY
01/21/2020 - 11/16/2021
MML INVESTORS SERVICES, LLC (Hauppauge NY)
BOTH
Issued 10/22/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/18/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/21/2020
Series 7TO - General Securities Representative Examination
BC
Issued 03/18/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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