Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Timothy? Claim Your ProfileTimothy McCarthy is a financial advisor currently affiliated with Pimco Investments LLC. Timothy has been working in the financial services industry since 2006. Timothy holds Series 7, Series 63, and Series 65 licenses. Timothy has previously worked at Nuveen Securities, LLC and Van Kampen Funds Inc. Timothy is registered in the states of California, Florida, New York and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
01/17/2020 - Present
Pimco Investments LLC (Austin TX)
IL
04/16/2010 - 01/22/2020
NUVEEN SECURITIES, LLC (CHICAGO IL)
IL
11/15/2006 - 04/12/2010
VAN KAMPEN FUNDS INC. (OAKBROOK TERRACE IL)
IA
Issued 07/01/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/21/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/14/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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