Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Timothy? Claim Your ProfileTimothy Kemper has been in the financial services industry since 1987. Timothy currently works at Raymond James & Associates, Inc., where he has been employed since 2006. He is registered in both Ohio and Texas. Timothy has prior experience working for several financial firms including Morgan Stanley DW Inc., EVEREN SECURITIES, INC., PRESCOTT, BALL & TURBEN, INC., and THE OHIO COMPANY. He has a strong understanding of the financial markets and has successfully guided clients for over 30 years.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
OH
03/20/2007 - Present
Raymond James & Associates, Inc. (Dublin OH)
NY
09/03/1993 - 01/25/2006
MORGAN STANLEY DW INC. (PURCHASE NY)
MO
09/04/1990 - 09/10/1993
EVEREN SECURITIES, INC. (ST. LOUIS MO)
NA
09/29/1989 - 09/04/1990
PRESCOTT, BALL & TURBEN, INC.
OH
09/24/1987 - 10/10/1989
THE OHIO COMPANY (CINCINNATI OH)
BC
Issued 11/05/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/15/2006
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/17/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/19/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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