Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Timothy? Claim Your ProfileTimothy Keating is a financial advisor registered with Cerity Partners LLC, with over 25 years of experience in the financial services industry. Timothy holds various licenses and certifications including Series 3, 5, 7, 15, 24, 27, 55, 63, and 66. Timothy has held previous positions with Andrews Securities, LLC and Nomura Securities International, Inc., among others. Timothy specializes in providing financial planning, portfolio management, and other advisory services to high-net-worth individuals, families, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Tax services; bill pay
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
CO
05/16/2024 - Present
Cerity Partners LLC (DENVER CO)
CO
06/30/1999 - 11/03/2008
ANDREWS SECURITIES, LLC (COLORADO SPRINGS CO)
NY
05/07/1990 - 03/16/1994
NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)
NY
12/17/1985 - 05/25/1990
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
BOTH
Issued 05/10/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/13/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/20/2000
Series 27 - Financial and Operations Principal Examination
BC
Issued 06/28/1999
Series 24 - General Securities Principal Examination
BC
Issued 07/28/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 12/07/1987
Series 15 - Foreign Currency Options Examination
BC
Issued 12/07/1987
Series 5 - Interest Rate Options Examination
BC
Issued 12/14/1985
Series 7 - General Securities Representative Examination
BC
Issued 09/03/1985
Series 3 - National Commodity Futures Examination
Active
Inactive
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