Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Timothy? Claim Your ProfileTimothy John Hotson is a registered representative with Nomura Securities International, Inc. with over 20 years of experience in the financial services industry. Timothy previously held positions at NATWEST MARKETS SECURITIES INC. and ABN AMRO INCORPORATED. Timothy holds the Series 17 and the Securities Industry Essentials Examination licenses. Timothy is also registered with FINRA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Research-related services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Negotiated fees for research-related services
1
2
NY
02/20/2020 - Present
Nomura Securities International, Inc. (NEW YORK NY)
CT
03/04/2010 - 03/04/2020
NATWEST MARKETS SECURITIES INC. (STAMFORD CT)
CT
04/05/1999 - 10/06/2009
ABN AMRO INCORPORATED (STAMFORD CT)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/03/1999
Series 17 - Limited Registered Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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