Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Timothy? Claim Your ProfileTimothy John Higgins is a financial advisor with over 20 years of experience in the industry. Timothy is currently registered with Foreside Fund Services, LLC in Fort Lauderdale, Florida, and has held previous positions with Compass Securities Corporation, BMO Investment Distributors, LLC, BMO Harris Financial Advisors, Inc., Allianz Global Investors Distributors LLC, and Funds Distributor, Inc. Timothy holds the Series 63, Series 7, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
01/03/2023 - Present
Foreside Fund Services, LLC (Fort Lauderdale FL)
MA
06/26/2019 - 12/05/2022
COMPASS SECURITIES CORPORATION (BRAINTREE MA)
MA
12/05/2014 - 08/07/2017
BMO INVESTMENT DISTRIBUTORS, LLC (HINGHAM MA)
IL
07/29/2013 - 12/09/2014
BMO HARRIS FINANCIAL ADVISORS, INC. (CHICAGO IL)
NY
05/22/2002 - 05/24/2012
ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC (NEW YORK NY)
ME
11/18/1996 - 12/31/2001
FUNDS DISTRIBUTOR, INC. (PORTLAND ME)
IA
Issued 04/16/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/25/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/07/2017
SIE - Securities Industry Essentials Examination
BC
Issued 11/15/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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