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Timothy John Eng

Ladenburg Thalmann Asset Management Inc.

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About Timothy John Eng

Timothy John Eng is a registered investment advisor representative with Ladenburg Thalmann Asset Management Inc. Timothy Eng is also registered with the state of Connecticut and New York. Timothy Eng has been in the industry since July 26, 2018. Timothy Eng previously worked at DeMatteo Research LLC. Timothy Eng has passed the following exams: Series 7, Series 63, Series 86, Series 87, and Series 66. Timothy Eng's specializations include Portfolio Management for Individuals, Portfolio Management for Investment Companies, Portfolio Management for Pooled Investment Vehicles, Portfolio Management for Businesses, and Selection of Other Advisors.

Firm Information

Timothy Eng is currently registered with Ladenburg Thalmann Asset Management Inc.. Ladenburg Thalmann Asset Management Inc. is an investment advisor headquartered in NEW YORK, NY. The firm provides portfolio management services for individuals, businesses, investment companies, and pooled investment vehicles. They also provide model recommendations to other RIAs. The firm has approximately $4.3 billion in regulatory assets under management.
Ladenburg Thalmann Asset Management Inc.

640 FIFTH AVENUE

NEW YORK, NY 10019

$4.32B

Assets Under Management

Not reported

Total Clients

20

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

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provide model recommendations to other rias

Provide model recommendations to other rias

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Timothy Eng’s Registration & Firm History

NY

11/02/2022 - Present

Ladenburg Thalmann Asset Management Inc. (New York NY)

NY

07/18/2018 - 08/09/2021

DEMATTEO RESEARCH LLC (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 11/01/2022

Series 66 - Uniform Combined State Law Examination

BC

Issued 09/07/2018

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/01/2019

Series 86 - Research Analyst Exam - Part I Analysis Module

BC

Issued 12/07/2018

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/18/2018

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Timothy John Eng.
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