Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Timothy? Claim Your ProfileTimothy Dolan is a financial advisor with over 17 years of experience in the industry. Timothy is currently registered with ICR Capital LLC. Timothy has passed the Series 7, 63, and 79 exams. Timothy's experience includes time with Deutsche Bank Securities Inc., BT Alex. Brown Incorporated, Alex. Brown & Sons Incorporated, and Merrill Lynch, Pierce, Fenner & Smith Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CT
01/05/2016 - Present
ICR Capital LLC (NORWALK CT)
NY
06/07/1999 - 03/24/2003
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
MD
09/01/1997 - 06/07/1999
BT ALEX. BROWN INCORPORATED (BALTIMORE MD)
NA
11/15/1996 - 09/01/1997
ALEX. BROWN & SONS INCORPORATED
NY
06/22/1994 - 05/30/1995
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 01/19/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/29/2016
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 01/05/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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