Unclaimed
Timothy John Diomis is an investment advisor representative with Edward Jones. Timothy has been in the financial industry for over 20 years and has a strong background in both securities and investment advisory services. He is registered to offer securities and investment advisory services in 25 states, including Missouri, Texas, Alabama, Arizona, Arkansas, California, Colorado, Florida, Georgia, Illinois, Iowa, Kansas, Maryland, Michigan, Mississippi, New Mexico, New York, North Carolina, Ohio, Tennessee, Washington and Wisconsin. Timothy is also a FINRA Arbitrator and serves as an arbitrator for FINRA cases. Timothy's specialties include financial planning, pension consulting, selection of other advisors and portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
MO
12/06/2018 - Present
Edward Jones (LADUE MO)
MO
01/19/2006 - 04/05/2006
STIFEL, NICOLAUS & COMPANY, INCORPORATED (ST. LOUIS MO)
MO
05/25/2005 - 01/19/2006
UMB SCOUT BROKERAGE SERVICES, INC. (KANSAS CITY MO)
MO
09/04/2002 - 03/26/2004
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
NY
10/11/2001 - 09/11/2002
SALOMON SMITH BARNEY INC. (NEW YORK NY)
IA
Issued 03/02/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/17/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/08/2007
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 11/10/2006
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/20/2006
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/10/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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