linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Timothy John Carey

ING Financial Markets LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Timothy? Claim Your Profile

About Timothy John Carey

Timothy John Carey has been active in the financial industry since October 27, 1993. Timothy is currently registered with ING Financial Markets LLC. Previously, Timothy was registered with Cantor Fitzgerald & Co., SG Cowen Securities Corporation, HSBC Securities, Inc., Prebon Securities (USA) Inc. and Kidder, Peabody & Co. Incorporated. Timothy holds the Series 7, Series 24, Series 63, Series 99TO and SIE licenses. Timothy has a diverse background in the financial industry.

Firm Information

Timothy Carey is currently registered with ING Financial Markets LLC. ING Financial Markets LLC is a Limited Liability Company formed in November 1995 and is registered in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. The firm has been approved for SEC registration and has reported 10 Regulatory Events.

Not reported

Assets Under Management

Not reported

Total Clients

40

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Timothy Carey’s Registration & Firm History

NY

04/03/2006 - Present

ING Financial Markets LLC (NEW YORK NY)

NY

07/19/2004 - 03/27/2006

CANTOR FITZGERALD & CO. (NEW YORK NY)

NY

01/01/1998 - 02/07/2001

SG COWEN SECURITIES CORPORATION (NEW YORK NY)

NY

08/01/1996 - 06/18/1997

HSBC SECURITIES, INC. (NEW YORK CITY NY)

NJ

11/17/1995 - 08/12/1996

PREBON SECURITIES (USA) INC. (JERSEY CITY NJ)

NY

02/14/1989 - 03/03/1995

KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)

Not sure if Timothy John Carey is right for you?

Licenses & Designations

BC

Issued 09/24/2005

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/03/2011

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/17/2004

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Timothy John Carey.
Not sure if Timothy John Carey is right for you?