Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Timothy? Claim Your ProfileTimothy John Brockmann is an investment advisor representative at Osaic Wealth, Inc. Timothy is a seasoned professional in the financial services industry, having started their career in 1990. Timothy has held various positions at several firms, including Capital Financial Services, Inc., Woodbury Financial Services, Inc. and Mutual Service Corporation. Timothy is registered with the Financial Industry Regulatory Authority (FINRA) and holds Series 6, 63, and 65 licenses. Timothy is also registered as an investment advisor representative in multiple states including Arkansas, Florida, Illinois, Iowa, Kansas, Massachusetts, Minnesota, Nebraska, Nevada, Utah, Virginia and Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
WI
01/19/2024 - Present
Osaic Wealth, Inc. (FORT ATKINSON WI)
WI
05/03/2019 - 01/19/2024
WOODBURY FINANCIAL SERVICES, INC. (FORT ATKINSON WI)
WI
06/14/2005 - 05/03/2019
CAPITAL FINANCIAL SERVICES, INC. (FORT ATKINSON WI)
MA
05/30/2003 - 06/14/2005
MUTUAL SERVICE CORPORATION (BOSTON MA)
ND
11/28/1992 - 06/03/2003
CAPITAL FINANCIAL SERVICES, INC. (MINOT ND)
MN
07/23/1990 - 09/13/1991
AAL CAPITAL MANAGEMENT CORPORATION (MINNEAPOLIS MN)
IA
Issued 03/29/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/20/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/19/1990
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Timothy Brockmann is the right advisor for you? Invested Better is here to help.
