Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Timothy? Claim Your ProfileTimothy John Bragg is a financial advisor with Wells Fargo Clearing Services, LLC in New York, NY. Timothy has been in the financial industry since 1992 and is a Certified Financial Planner. He has a total of 12 active licenses and has previously been registered with UBS Financial Services Inc., J.P. Morgan Securities Inc., Hambrecht & Quist LLC, Hambrecht & Quist Incorporated, and Smith Barney Shearson Inc. Timothy specializes in providing financial planning and investment consulting services to institutional clients, as well as portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
12/04/2024 - Present
Wells Fargo Clearing Services, LLC (NEW YORK NY)
NY
12/06/2002 - 03/17/2009
UBS FINANCIAL SERVICES INC. (NEW YORK NY)
NY
02/01/2000 - 12/17/2002
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
CA
05/09/1994 - 02/01/2000
HAMBRECHT & QUIST LLC (SAN FRANCISCO CA)
NA
03/14/1994 - 04/05/1994
HAMBRECHT & QUIST INCORPORATED
NY
05/19/1992 - 03/30/1994
SMITH BARNEY SHEARSON INC. (NEW YORK NY)
IA
Issued 06/21/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/29/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/18/1992
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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