Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Timothy? Claim Your ProfileTimothy Alter is a registered representative with National Financial Services LLC. Timothy has been in the financial services industry since 2007. Timothy holds the Series 7, Series 24, and Series 99TO licenses. Timothy is currently registered with FINRA and is active in the Broker-Dealer (BC) scope.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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RI
01/26/2024 - Present
National Financial Services LLC (SMITHFIELD RI)
MA
11/14/2007 - 09/12/2014
NATIONAL FINANCIAL SERVICES LLC (BOSTON MA)
BC
Issued 09/17/2012
Series 24 - General Securities Principal Examination
BC
Issued 01/26/2024
Series 99TO - Operations Professional Examination
BC
Issued 01/26/2024
SIE - Securities Industry Essentials Examination
BC
Issued 11/13/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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