Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Timothy? Claim Your ProfileTimothy Occhiuto is a financial advisor in Canon City, CO with over 45 years of experience in the securities industry. Timothy is registered with Mutual of Omaha Investor Services, Inc. and has a total of 10 state registrations, including Arizona, Colorado, Florida, Missouri, Nebraska, New Mexico, Texas, Utah, Virginia and Washington. Timothy holds Series 1, 6, 7, 22, 63, and SIE licenses and specializes in financial planning, portfolio management, and selection of other advisors. Previously, Timothy was registered with Kirkpatrick, Pettis, Smith, Polian Inc. for over 14 years, prior to its closure.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Promoter fees and third party money manager fees
1
2
CO
02/15/1977 - Present
Mutual OF Omaha Investor Services, Inc. (CANON CITY CO)
NE
10/08/1987 - 05/02/2002
KIRKPATRICK, PETTIS, SMITH, POLIAN INC. (OMAHA NE)
BC
Issued 04/23/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 22TO - Direct Participation Programs Representative Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/19/1987
Series 7 - General Securities Representative Examination
BC
Issued 02/11/1977
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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