Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Timothy? Claim Your ProfileTimothy Philippi is a financial advisor with over 29 years of experience in the financial services industry. Timothy is currently registered as an Investment Advisor Representative with RBC Capital Markets, LLC in Minnesota and Texas. Timothy has previously held positions with several other firms including Morgan Stanley DW Inc., Wells Fargo Brokerage Services, LLC, Wells Fargo Investments, LLC, Nationwide Advisory Services, Inc., Investors Brokerage Services, Inc. and Edward D. Jones & Co., L.P. Timothy specializes in providing financial planning, portfolio management for individuals and businesses and pension consulting services. Timothy holds the Series 7, Series 31, Series 63 and Series 65 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MN
10/18/2018 - Present
RBC Capital Markets, LLC (STILLWATER MN)
NY
11/30/2001 - 08/29/2005
MORGAN STANLEY DW INC. (PURCHASE NY)
MN
12/16/2000 - 12/05/2001
WELLS FARGO BROKERAGE SERVICES, L.L.C. (MINNEAPOLIS MN)
CA
12/13/2000 - 12/05/2001
WELLS FARGO INVESTMENTS, LLC (SAN FRANCISCO CA)
MN
05/09/1994 - 12/13/2000
WELLS FARGO BROKERAGE SERVICES, L.L.C. (MINNEAPOLIS MN)
OH
03/05/1994 - 07/01/1997
NATIONWIDE ADVISORY SERVICES, INC. (COLUMBUS OH)
IL
01/11/1994 - 05/13/1994
INVESTORS BROKERAGE SERVICES, INC. (ELGIN IL)
MO
07/24/1992 - 10/08/1993
EDWARD D. JONES & CO., L.P. (ST. LOUIS MO)
IA
Issued 09/27/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/30/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/25/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 07/23/1992
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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