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Timothy Jay Van slooten

LPL Financial LLC

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About Timothy Jay Van slooten

Timothy Van slooten is an investment advisor representative at LPL Financial LLC. Timothy has been in the securities industry since June 20, 1991. Timothy has been registered with LPL Financial LLC since August 11, 2023. Timothy has previously been employed by Raymond James Financial Services, Inc., M&T Securities, Inc., Mutual of Omaha Investor Services, Inc., Capital One Investment Services LLC, Essex National Securities, Inc., Liberty Life Distributors LLC, Brill Securities, Inc., Dreyfus Service Corporation, BNY Investment Center Inc., Liberty Securities Corporation, FISCO EQUITY, INC., PAMCO SECURITIES AND INSURANCE SERVICES, American Express Financial Advisors Inc., IDS Life Insurance Company, and Hibbard Brown & Co., Inc..

Firm Information

Timothy Van slooten is currently registered with LPL Financial LLC. LPL Financial LLC is a Limited Liability Company formed in 2010 and headquartered in Fort Mill, South Carolina. It provides advisory services including financial planning, pension consulting, and portfolio management for individuals and businesses. The firm manages over $463 billion in assets for a variety of clients, including high-net-worth individuals, corporations, pension plans, and charitable organizations. LPL Financial is registered with the SEC and in all 50 states, as well as Puerto Rico and the Virgin Islands.
LPL Financial LLC

1055 LPL WAY

FORT MILL, SC 29715

$463.48B

Assets Under Management

168,915

Total Clients

21,775

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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consulting and other non-discretionary advisory services

Consulting and other non-discretionary advisory services

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Timothy Van slooten’s Registration & Firm History

NJ

08/11/2023 - Present

LPL Financial LLC (BASKING RIDGE NJ)

NJ

05/15/2017 - 06/26/2023

RAYMOND JAMES FINANCIAL SERVICES, INC. (Hackensack NJ)

NY

01/24/2013 - 05/24/2017

M&T SECURITIES, INC. (HAUPPAUGE NY)

NE

09/25/2012 - 01/16/2013

MUTUAL OF OMAHA INVESTOR SERVICES, INC. (OMAHA NE)

NY

06/04/2008 - 05/31/2012

CAPITAL ONE INVESTMENT SERVICES LLC (MOUNT VERNON NY)

NY

11/03/2006 - 05/27/2008

ESSEX NATIONAL SECURITIES, INC. (NEW YORK NY)

NY

02/14/2006 - 09/12/2006

ESSEX NATIONAL SECURITIES, INC. (BROOKLYN NY)

CA

02/15/2005 - 12/02/2005

ESSEX NATIONAL SECURITIES, INC. (NAPA CA)

NH

10/16/2003 - 02/28/2005

LIBERTY LIFE DISTRIBUTORS LLC (DOVER NH)

NY

06/10/2002 - 10/07/2002

BRILL SECURITIES, INC. (NEW YORK NY)

NY

03/22/2000 - 04/29/2002

DREYFUS SERVICE CORPORATION (NEW YORK NY)

NY

10/08/1999 - 03/13/2000

BNY INVESTMENT CENTER INC. (NEW YORK NY)

CA

05/17/1994 - 11/03/1999

ESSEX NATIONAL SECURITIES, INC. (NAPA CA)

NY

07/22/1993 - 05/04/1994

LIBERTY SECURITIES CORPORATION (PURCHASE NY)

RI

06/23/1992 - 07/21/1993

FISCO EQUITY, INC. (LINCOLN RI)

NY

08/01/1991 - 02/20/1992

LIBERTY SECURITIES CORPORATION (PURCHASE NY)

NA

10/18/1990 - 08/01/1991

PAMCO SECURITIES AND INSURANCE SERVICES

MN

07/18/1989 - 10/08/1990

AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)

MN

07/18/1989 - 10/08/1990

IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)

NA

12/20/1988 - 05/30/1989

HIBBARD BROWN & CO., INC.

NA

12/20/1988 - 01/11/1989

MONMOUTH INVESTMENTS, INC.

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Licenses & Designations

BOTH

Issued 07/30/2009

Series 66 - Uniform Combined State Law Examination

BC

Issued 04/12/2005

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/30/2005

Series 24 - General Securities Principal Examination

BC

Issued 07/13/1992

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/17/1988

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Timothy Jay Van slooten.
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