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Timothy Jay Scherwa

Capitol Securities Management, Inc.

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About Timothy Jay Scherwa

Timothy Scherwa is a financial advisor with over 20 years of experience in the industry. Timothy currently works at Capitol Securities Management, Inc., where he is registered as a Registered Representative (Series 7) and an Investment Advisor Representative (Series 65). He has held previous positions with Morgan Stanley, Wells Fargo Clearing Services, LLC, and D.H. Blair & Co., Inc. Timothy specializes in providing financial planning, portfolio management, and pension consulting services to individual investors and businesses. He is also an active member of the Rockaway Township Zoning Board of Adjusters.

Firm Information

Timothy Scherwa is currently registered with Capitol Securities Management, Inc.. Capitol Securities Management, Inc. is a corporation formed in March 1981 and based in Glen Allen, Virginia. They are an SEC-registered investment advisor with over 100 investment advisor representatives and licensed agents. The firm manages between $1 billion and $10 billion in client assets and offers a variety of advisory services including financial planning, pension consulting, educational seminars, portfolio management for individuals and businesses, and selection of other advisors. Their clients include high-net-worth individuals, trusts and estates, corporations, individuals other than high-net-worth, pension plans, and charitable organizations. They are registered in all 50 states and the District of Columbia.
Capitol Securities Management, Inc.

4050 INNSLAKE DRIVE

GLEN ALLEN, VA 23060

$1.40B

Assets Under Management

51

Total Clients

139

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Timothy Scherwa’s Registration & Firm History

NY

01/11/2018 - Present

Capitol Securities Management, Inc. (MELVILLE NY)

NJ

05/09/2014 - 10/26/2017

WELLS FARGO CLEARING SERVICES, LLC (MORRIS PLAINS NJ)

NJ

06/01/2009 - 05/27/2014

MORGAN STANLEY (MORRISTOWN NJ)

NJ

04/02/2007 - 06/01/2009

MORGAN STANLEY & CO. INCORPORATED (MORRISTOWN NJ)

NJ

06/14/1997 - 04/02/2007

MORGAN STANLEY DW INC. (MORRISTOWN NJ)

NY

05/24/1996 - 04/21/1997

D. H. BLAIR & CO., INC. (NEW YORK NY)

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Licenses & Designations

IA

Issued 06/17/1997

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 05/31/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/07/1998

Series 31 - Futures Managed Funds Examination

BC

Issued 05/23/1996

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Timothy Jay Scherwa. Review regulatory record here.
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