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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Timothy? Claim Your ProfileTimothy Rial is an advisor at Osaic Wealth, Inc. and has been in the industry since 1996. Timothy Rial is a Registered Representative and Investment Advisor Representative with 21 years of experience. Timothy is registered in 23 states and has completed the Series 6, 7 and 63 exams. Timothy has served as an agent at Strellner Agency Group and has also worked as a Professor at DMACC. Timothy Rial is the owner of Rial Financial Team and specializes in retirement planning, college savings, and investment management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
IA
07/30/2019 - Present
Osaic Wealth, Inc. (CARROLL IA)
IA
05/13/2016 - 11/02/2018
SIGNATOR INVESTORS, INC. (CARROLL IA)
IA
01/02/1998 - 05/13/2016
TRANSAMERICA FINANCIAL ADVISORS, INC (CARROLL IA)
IA
01/15/1996 - 01/02/1998
AEGON USA SECURITIES INC. (CEDAR RAPIDS IA)
BC
Issued 01/12/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/12/2006
Series 7 - General Securities Representative Examination
BC
Issued 01/12/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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