Unclaimed
Timothy Jay Ott is a registered investment advisor representative with Blackrock Investment Management, LLC. Timothy Jay Ott has been in the industry since May 22, 1997. Prior to joining Blackrock Investment Management, LLC, Timothy Jay Ott worked at Invesco Distributors, Inc. and Van Kampen Funds Inc. Timothy Jay Ott is registered to provide investment advice in 51 states and 2 territories, and is a member of FINRA and the state of Indiana.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
NJ
07/21/2015 - Present
Blackrock Investment Management, LLC (PRINCETON NJ)
TX
06/01/2010 - 07/08/2015
INVESCO DISTRIBUTORS, INC. (HOUSTON TX)
TX
05/15/1997 - 06/01/2010
VAN KAMPEN FUNDS INC. (HOUSTON TX)
BOTH
Issued 11/15/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/30/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/28/1997
Series 7 - General Securities Representative Examination
BC
Issued 05/05/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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