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Timothy Jay Colvin

Capital Client Group, Inc.

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About Timothy Jay Colvin

Timothy Jay Colvin is a financial professional with over 20 years of experience in the industry. Timothy is currently registered with Capital Client Group, Inc. and has a wide range of experience in the financial services industry. Timothy has previously worked for JOHN HANCOCK DISTRIBUTORS LLC, NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC, ROBERT W. BAIRD & CO. INCORPORATED, and CHARLES SCHWAB & CO., INC. Timothy holds licenses for Series 7, 63, and 26 exams and has specialized experience in recommending affiliate investment advisors.

Firm Information

Timothy Colvin is currently registered with Capital Client Group, Inc.. Capital Client Group, Inc. is a corporation established in 1972 and headquartered in Los Angeles, California. The firm provides various investment advisory services, including recommending affiliate as an investment advisor of SMA assets. They primarily serve corporations, individuals, insurance companies, investment companies, and other investment advisors. The firm is registered with the SEC and in 53 states.
Capital Client Group, Inc.

333 SOUTH HOPE STREET

LOS ANGELES, CA 90071-1406

Not reported

Assets Under Management

Not reported

Total Clients

619

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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recommending affiliate as investment adviser of sma assets

Recommending affiliate as investment adviser of sma assets

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

As agreed upon in a manner that covers registrant's costs

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Timothy Colvin’s Registration & Firm History

CA

11/09/2012 - Present

Capital Client Group, Inc. (LOS ANGELES CA)

MA

11/06/2008 - 07/03/2012

JOHN HANCOCK DISTRIBUTORS LLC (BOSTON MA)

IN

11/08/2001 - 10/15/2008

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (INDIANAPOLIS IN)

WI

11/08/2001 - 01/01/2002

ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)

TX

11/05/1999 - 10/04/2001

CHARLES SCHWAB & CO., INC. (WESTLAKE TX)

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Licenses & Designations

BC

Issued 11/16/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/11/2014

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/04/1999

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Timothy Jay Colvin.
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