Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Timothy? Claim Your ProfileTimothy Sullivan is a registered representative with Fidelity Personal And Workplace Advisors with over 25 years of experience in the financial services industry. Timothy is registered in Massachusetts, New Hampshire, and Texas, with prior experience in New York, Charlotte, Smithfield, and St. Louis. Timothy is currently employed with Fidelity Personal And Workplace Advisors in Amherst, New Hampshire. Timothy has also worked for other firms like TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC, EVERGREEN INVESTMENT SERVICES, INC., FIDELITY BROKERAGE SERVICES LLC, MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, and A. G. EDWARDS & SONS, INC. Timothy holds the Series 63, 66, 7, and SIE licenses. Timothy provides a variety of financial services, including financial planning, educational seminars, and portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NH
07/13/2018 - Present
Fidelity Personal AND Workplace Advisors (AMHERST NH)
NY
10/21/2002 - 09/28/2004
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (NEW YORK NY)
NC
04/08/2002 - 10/16/2002
EVERGREEN INVESTMENT SERVICES, INC. (CHARLOTTE NC)
RI
05/06/1996 - 11/29/2001
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
NY
09/24/1993 - 12/02/1994
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
MO
01/27/1992 - 10/08/1993
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
BOTH
Issued 10/20/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/03/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/24/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
Not sure Timothy Sullivan is the right advisor for you? Invested Better is here to help.
