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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Timothy? Claim Your ProfileTimothy Smirniotis is an investment professional with over 11 years of experience in the financial services industry. Timothy has held various roles at reputable firms such as Merrill Lynch, Pierce, Fenner & Smith Incorporated and Fidelity Brokerage Services LLC. Currently, Timothy is affiliated with Wells Fargo Clearing Services, LLC where Timothy provides comprehensive investment advice to a diverse clientele, including individuals, high-net-worth individuals, corporations, and institutional clients. Timothy holds a broad range of licenses and certifications, including Series 7, Series 9, Series 10, Series 63, Series 65, and SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
01/06/2017 - Present
Wells Fargo Clearing Services, LLC (JACKSONVILLE FL)
FL
07/02/2012 - 12/06/2016
FIDELITY BROKERAGE SERVICES LLC (JACKSONVILLE FL)
FL
01/09/2012 - 03/28/2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (JACKSONVILLE FL)
IA
Issued 01/12/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/13/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/10/2013
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 11/20/2013
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/06/2012
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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