Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Timothy? Claim Your ProfileTimothy Schlegel is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc.. Timothy has been in the industry since 2006 and has extensive experience in the financial industry. Timothy has earned the Series 6, 7, 26, 63, 65 and 66 securities licenses. Timothy's previous experience includes roles at PNC Investments, Hornor, Townsend & Kent, Inc., Lincoln Financial Distributors, Inc., Capital Analysts, Incorporated and Equity Services, Inc..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
PA
09/09/2022 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (EXTON PA)
PA
11/04/2016 - 12/06/2018
PNC INVESTMENTS (PITTSBURGH PA)
PA
01/02/2014 - 09/29/2016
HORNOR, TOWNSEND & KENT, INC. (CONSHOHOCKEN PA)
PA
03/29/2006 - 11/14/2013
LINCOLN FINANCIAL DISTRIBUTORS, INC. (RADNOR PA)
OH
01/27/2005 - 03/14/2006
CAPITAL ANALYSTS, INCORPORATED (CINCINNATI OH)
VT
09/10/2002 - 01/10/2005
EQUITY SERVICES, INC. (MONTPELIER VT)
BOTH
Issued 08/24/2022
Series 66 - Uniform Combined State Law Examination
IA
Issued 02/07/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/17/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/12/2008
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/29/2005
Series 7 - General Securities Representative Examination
BC
Issued 09/09/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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