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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Timothy? Claim Your ProfileTimothy Rich is a financial advisor with over 25 years of experience in the industry. He is currently registered with Osaic Wealth, Inc. and Osaic Advisory Services, LLC. Timothy holds a variety of licenses and certifications, including the Series 7, 31, and 66 licenses. He is also a Certified Financial Planner. Timothy has a strong track record of providing financial advice to individuals, families, and businesses. He specializes in retirement planning, investment management, and estate planning. Timothy is committed to providing his clients with personalized financial advice that meets their individual needs. He is also committed to providing exceptional client service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
06/14/2024 - Present
Osaic Wealth, Inc. (CASTRO VALLEY CA)
CA
10/23/2015 - 06/14/2024
SECURITIES AMERICA, INC. (CASTRO VALLEY CA)
CA
07/13/2011 - 10/30/2015
FINANCIAL WEST GROUP (OAKLAND CA)
CA
03/14/2008 - 07/14/2011
PORTFOLIO RESOURCES GROUP, INC. (OAKLAND CA)
CA
05/03/1999 - 03/14/2008
FINANCIAL WEST GROUP (OAKLAND CA)
CA
01/14/1998 - 05/12/1999
PROGRESSIVE ASSET MANAGEMENT, INC. (SAN RAFAEL CA)
BOTH
Issued 04/18/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/26/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/21/2014
Series 31 - Futures Managed Funds Examination
BC
Issued 01/13/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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