Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Timothy? Claim Your ProfileTimothy James Ratty has been a registered representative in the securities industry since 1998 and a registered investment advisor since 1998. Timothy is currently employed by Janney Montgomery Scott LLC. Timothy's previous employers include Cambridge Investment Research, Inc., Wells Fargo Clearing Services, LLC, Morgan Stanley Smith Barney, Citigroup Global Markets Inc. and Morgan Stanley DW Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fee plus commission
1
2
PA
07/17/2020 - Present
Janney Montgomery Scott LLC (PHILADELPHIA PA)
FL
03/01/2019 - 04/03/2020
CAMBRIDGE INVESTMENT RESEARCH, INC. (BOCA RATON FL)
FL
10/19/2009 - 07/27/2018
WELLS FARGO CLEARING SERVICES, LLC (WEST PALM BEACH FL)
FL
06/01/2009 - 11/11/2009
MORGAN STANLEY SMITH BARNEY (PLANTATION FL)
FL
05/29/2003 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (PLANTATION FL)
NY
09/09/1998 - 05/19/2003
MORGAN STANLEY DW INC. (PURCHASE NY)
BOTH
Issued 12/14/2009
Series 66 - Uniform Combined State Law Examination
IA
Issued 10/23/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/30/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/25/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/23/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/01/2021
Series 31 - Futures Managed Funds Examination
BC
Issued 07/27/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/12/2002
Series 3 - National Commodity Futures Examination
BC
Issued 09/08/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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