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Timothy James Mullin

Mesirow Financial, Inc.

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About Timothy James Mullin

Timothy Mullin is a financial advisor with Mesirow Financial, Inc. Timothy has been in the financial industry since 1996 and holds the Series 63, Series 7, and SIE licenses. Timothy is registered with the Financial Industry Regulatory Authority (FINRA) and is licensed in 51 states and the District of Columbia. Timothy was previously with National Financial Services LLC in Boston, MA.

Firm Information

Timothy Mullin is currently registered with Mesirow Financial, Inc.. Mesirow Financial, Inc. is a corporation formed in October 1982. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

143

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Timothy Mullin’s Registration & Firm History

FL

12/20/2022 - Present

Mesirow Financial, Inc. (BOCA RATON FL)

MA

06/27/1995 - 01/10/2022

NATIONAL FINANCIAL SERVICES LLC (BOSTON MA)

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Licenses & Designations

BC

Issued 08/31/1995

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/26/1995

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Timothy James Mullin.
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