Unclaimed
Timothy Mullin is a financial advisor with Mesirow Financial, Inc. Timothy has been in the financial industry since 1996 and holds the Series 63, Series 7, and SIE licenses. Timothy is registered with the Financial Industry Regulatory Authority (FINRA) and is licensed in 51 states and the District of Columbia. Timothy was previously with National Financial Services LLC in Boston, MA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
12/20/2022 - Present
Mesirow Financial, Inc. (BOCA RATON FL)
MA
06/27/1995 - 01/10/2022
NATIONAL FINANCIAL SERVICES LLC (BOSTON MA)
BC
Issued 08/31/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/26/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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