Unclaimed
Timothy Mitchell is a financial professional with over 20 years of experience in the securities industry. Timothy currently holds a Series 7, Series 24, and Series 63 license and is a registered representative of Northland Securities, Inc. Timothy has previously worked at DOUGHERTY & COMPANY LLC and PIPER JAFFRAY & CO.. Timothy specializes in financial planning and portfolio management for individuals and is registered in 29 states. Timothy is also a registered investment adviser representative of Northland Securities, Inc..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Research services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Negotiated
1
2
MN
04/29/2009 - Present
Northland Securities, Inc. (MINNEAPOLIS MN)
MN
08/31/2007 - 04/27/2009
DOUGHERTY & COMPANY LLC (MINNEAPOLIS MN)
MN
07/16/2007 - 09/24/2007
PIPER JAFFRAY & CO. (MINNEAPOLIS MN)
MN
01/04/2001 - 07/25/2007
DOUGHERTY & COMPANY LLC (MINNEAPOLIS MN)
BC
Issued 01/09/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/11/2010
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/03/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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