Unclaimed
Timothy Henderson is a financial advisor with U.S. Bancorp Investments, Inc. based in Sioux Falls, South Dakota. Timothy is also registered in California. Timothy has been in the financial services industry since 2000. Prior to joining U.S. Bancorp Investments, Timothy was employed by MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED. Timothy holds the Series 6, 7, 63, 65, and SIE licenses. Timothy also has a Series 26 principal license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
12b-1,networking&shareholder serv,product partner arrangements
1
2
SD
11/20/2023 - Present
U.s. Bancorp Investments, Inc. (Sioux Falls SD)
CA
03/20/2019 - 10/16/2023
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEWPORT BEACH CA)
CA
02/17/2011 - 03/28/2017
J.P. MORGAN SECURITIES LLC (IRVINE CA)
NY
01/29/2010 - 03/31/2010
MORGAN STANLEY SMITH BARNEY (PURCHASE NY)
NY
09/12/2005 - 01/24/2008
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
CT
03/22/2001 - 09/30/2003
AMERICAN SKANDIA MARKETING, INC. (SHELTON CT)
CO
01/19/2001 - 02/22/2001
ONE ORCHARD EQUITIES, INC. (GREENWOOD VILLAGE CO)
CO
06/16/2000 - 11/17/2000
JANUS DISTRIBUTORS, INC. (DENVER CO)
IA
Issued 10/15/2019
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/03/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 03/28/2017
SIE - Securities Industry Essentials Examination
BC
Issued 03/04/2011
Series 7 - General Securities Representative Examination
BC
Issued 01/04/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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