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Timothy James Henderson

U.s. Bancorp Investments, Inc.

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About Timothy James Henderson

Timothy Henderson is a financial advisor with U.S. Bancorp Investments, Inc. based in Sioux Falls, South Dakota. Timothy is also registered in California. Timothy has been in the financial services industry since 2000. Prior to joining U.S. Bancorp Investments, Timothy was employed by MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED. Timothy holds the Series 6, 7, 63, 65, and SIE licenses. Timothy also has a Series 26 principal license.

Firm Information

Timothy Henderson is currently registered with U.s. Bancorp Investments, Inc.. U.S. Bancorp Investments, Inc. is a corporation that provides financial planning, portfolio management, and other investment advisory services. Formed in 1974, the firm has approximately $1 billion - $10 billion in assets under management and is registered with the SEC and in all 50 states. The firm's main office is located in Saint Paul, Minnesota.
U.s. Bancorp Investments, Inc.

60 LIVINGSTON AVENUE

SAINT PAUL, MN 55107

$15.87B

Assets Under Management

3,360

Total Clients

1,960

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

12b-1,networking&shareholder serv,product partner arrangements

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Timothy Henderson’s Registration & Firm History

SD

11/20/2023 - Present

U.s. Bancorp Investments, Inc. (Sioux Falls SD)

CA

03/20/2019 - 10/16/2023

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEWPORT BEACH CA)

CA

02/17/2011 - 03/28/2017

J.P. MORGAN SECURITIES LLC (IRVINE CA)

NY

01/29/2010 - 03/31/2010

MORGAN STANLEY SMITH BARNEY (PURCHASE NY)

NY

09/12/2005 - 01/24/2008

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

CT

03/22/2001 - 09/30/2003

AMERICAN SKANDIA MARKETING, INC. (SHELTON CT)

CO

01/19/2001 - 02/22/2001

ONE ORCHARD EQUITIES, INC. (GREENWOOD VILLAGE CO)

CO

06/16/2000 - 11/17/2000

JANUS DISTRIBUTORS, INC. (DENVER CO)

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Licenses & Designations

IA

Issued 10/15/2019

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 06/03/2011

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 03/28/2017

SIE - Securities Industry Essentials Examination

BC

Issued 03/04/2011

Series 7 - General Securities Representative Examination

BC

Issued 01/04/2000

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Timothy James Henderson. Review regulatory record here.
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