Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Timothy? Claim Your ProfileTimothy James Havern is a financial advisor with Commonwealth Financial Network. Timothy has been in the financial services industry since 2005. Prior to joining Commonwealth Financial Network, Timothy was a financial advisor with Raymond James & Associates, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, LPL Financial LLC, Guardian Investor Services LLC, Wells Fargo Advisors, LLC, A. G. Edwards & Sons, Inc. and Putnam Retail Management Limited Partnership. Timothy is registered with the state of Massachusetts and holds a Series 4, 6, 7, 9, 10, 24, 52TO and 66 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MA
11/15/2023 - Present
Commonwealth Financial Network (WALTHAM MA)
MA
06/16/2022 - 05/10/2023
RAYMOND JAMES & ASSOCIATES, INC. (Boston MA)
MA
03/29/2016 - 06/08/2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (BOSTON MA)
MA
04/22/2013 - 02/09/2016
LPL FINANCIAL LLC (BOSTON MA)
NY
03/18/2010 - 11/16/2012
GUARDIAN INVESTOR SERVICES LLC (NEW YORK NY)
MA
01/01/2008 - 09/30/2009
WELLS FARGO ADVISORS, LLC (BOSTON MA)
MA
09/08/2005 - 01/03/2008
A. G. EDWARDS & SONS, INC. (BOSTON MA)
MA
02/13/2004 - 07/18/2005
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP (BOSTON MA)
BOTH
Issued 10/20/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/26/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/04/2024
Series 4 - Registered Options Principal Examination
BC
Issued 01/04/2024
Series 24 - General Securities Principal Examination
BC
Issued 10/18/2019
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/16/2019
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/01/2024
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/07/2005
Series 7 - General Securities Representative Examination
BC
Issued 02/12/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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