Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Timothy? Claim Your ProfileTimothy Dona is a financial professional with over 20 years of experience in the industry. Timothy currently works at LPL Enterprise, LLC, and LPL Financial LLC. Prior to this, Timothy worked at U.S. BANCORP INVESTMENTS, INC., P.J. ROBB VARIABLE CORPORATION, CHARLES SCHWAB & CO., INC., and DEAN WITTER REYNOLDS INC.. Timothy holds a variety of licenses and certifications, including Series 6, 7, 26, 63, and 65. Timothy has experience in various financial planning services, including financial planning, portfolio management for individuals and businesses, and educational seminars. Timothy is registered in 53 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
SC
02/07/2024 - Present
LPL Enterprise, LLC (FORT MILL SC)
MN
01/20/2017 - 02/07/2019
U.S. BANCORP INVESTMENTS, INC. (MINNEAPOLIS MN)
PA
12/01/2011 - 01/06/2017
P.J. ROBB VARIABLE CORPORATION (HARRISBURG PA)
TX
06/17/1998 - 05/31/2000
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
NY
10/01/1996 - 05/20/1998
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
BC
Issued 02/05/2024
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 10/10/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/03/2013
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/16/2024
Series 7TO - General Securities Representative Examination
BC
Issued 01/16/2024
SIE - Securities Industry Essentials Examination
BC
Issued 11/30/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/22/1996
Series 3 - National Commodity Futures Examination
BC
Issued 09/30/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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