Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Timothy? Claim Your ProfileTimothy James Cooney is a financial professional with over 10 years of experience in the financial services industry. Timothy is currently registered with Umergence LLC as a broker-dealer and is also registered in Connecticut, Maryland, and Massachusetts. Timothy has a strong background in the financial services industry, having worked for LifeMark Securities Corp., SunTrust Investment Services, Inc., and J.P. Morgan Securities LLC. Timothy holds Series 63, 65, 7, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
11/19/2020 - Present
Umergence LLC (PLANTSVILLE CT)
MD
03/29/2018 - 12/31/2018
LIFEMARK SECURITIES CORP. (Potomac MD)
DC
07/02/2015 - 04/05/2016
SUNTRUST INVESTMENT SERVICES, INC. (WASHINGTON DC)
DC
05/31/2013 - 08/06/2014
J.P. MORGAN SECURITIES LLC (WASHINGTON DC)
IA
Issued 09/14/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/06/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/30/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Timothy Cooney is the right advisor for you? Invested Better is here to help.
