Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Timothy? Claim Your ProfileTimothy Cavanaugh is a financial advisor registered with Oppenheimer & Co. Inc. Timothy has been in the industry since August 2003 and has experience working with a variety of clients including high-net-worth individuals, corporations, and retirement plans. Timothy has a proven track record of providing financial advice and investment management services. Prior to joining Oppenheimer & Co. Inc., Timothy worked at COWEN AND COMPANY, MUFG SECURITIES AMERICAS INC., and RBC DAIN RAUSCHER INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
NY
09/05/2023 - Present
Oppenheimer & Co. Inc. (NEW YORK NY)
CT
03/18/2019 - 07/17/2023
COWEN AND COMPANY (Stamford CT)
NY
06/20/2011 - 10/23/2018
MUFG SECURITIES AMERICAS INC. (NEW YORK NY)
NY
05/21/2007 - 03/09/2011
GUGGENHEIM SECURITIES, LLC (NEW YORK NY)
NY
03/15/2006 - 12/15/2006
LIBERTAS PARTNERS LLC (NEW YORK NY)
NY
01/14/2005 - 04/10/2006
RBC DAIN RAUSCHER INC. (NEW YORK NY)
NY
08/25/2004 - 01/18/2005
RBC CAPITAL MARKETS CORPORATION (NEW YORK NY)
NY
04/26/2004 - 07/20/2004
SG AMERICAS SECURITIES, LLC (NEW YORK NY)
NY
03/24/2003 - 04/26/2004
SG COWEN SECURITIES CORPORATION (NEW YORK NY)
NY
11/26/2002 - 03/17/2003
EURO BROKERS, A DIVISION OF MAXCOR FINANCIAL INC. (NEW YORK NY)
NJ
06/13/1996 - 01/16/1997
LIBERTY BROKERAGE INC. (JERSEY CITY NJ)
BC
Issued 03/12/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/22/2002
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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