Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Timothy? Claim Your ProfileTimothy Caldwell is an investment advisor representative associated with Kestra Advisory Services, LLC. Timothy's experience in the financial services industry dates back to September 28, 1999. He has worked with clients seeking investment advice and financial planning. His experience is reflected in registrations in 16 states and his ability to provide advice on various investment products and services. Timothy Caldwell and his firm, Kestra Advisory Services, LLC, may be compensated through hourly charges, a percentage of assets, and fixed fees.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
PA
04/19/2016 - Present
Kestra Advisory Services, LLC (GREENSBURG PA)
PA
10/25/2004 - 01/30/2012
ING FINANCIAL PARTNERS, INC. (GREENSBURG PA)
CA
08/01/2003 - 11/05/2004
WALNUT STREET SECURITIES, INC. (EL SEGUNDO CA)
NY
09/29/1999 - 08/01/2003
NATHAN & LEWIS SECURITIES, INC. (NEW YORK NY)
IA
Issued 03/08/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/22/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/28/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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