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Timothy James Bosek

State Street Global Advisors Funds Distributors, LLC

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About Timothy James Bosek

Timothy James Bosek is a registered representative with State Street Global Advisors Funds Distributors, LLC. Timothy has been in the securities industry since February 12, 2012. Timothy holds the Series 7, Series 55, Series 63 and Series 65 licenses as well as the SIE designation. Timothy is registered in 52 states and the District of Columbia. Prior to joining State Street Global Advisors Funds Distributors, LLC, Timothy was employed by UBS Financial Services Inc. and BMO Capital Markets Corp.

Firm Information

Timothy Bosek is currently registered with State Street Global Advisors Funds Distributors, LLC. State Street Global Advisors Funds Distributors, LLC is a Limited Liability Company formed in March 2002. The firm is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. It has an active SEC registration. The firm has reported 17 regulatory events.

Not reported

Assets Under Management

Not reported

Total Clients

83

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Timothy Bosek’s Registration & Firm History

NY

10/13/2017 - Present

State Street Global Advisors Funds Distributors, LLC (New York NY)

NJ

08/16/2012 - 09/22/2017

UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)

NY

09/20/2011 - 04/12/2012

BMO CAPITAL MARKETS CORP. (NEW YORK NY)

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Licenses & Designations

IA

Issued 10/10/2012

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 12/19/2011

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/01/2012

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 09/19/2011

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Timothy James Bosek.
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