Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Timothy? Claim Your ProfileTimothy James Aubin is a financial advisor with Fidelity Brokerage Services LLC, working in the Smithfield, RI branch. Timothy is a registered representative and an investment advisor representative, with experience in the industry since December 2016. Timothy holds Series 7, Series 63, Series 66, Series 9 and Series 10 licenses and is registered to conduct business in Connecticut, Massachusetts, Rhode Island, Texas, and Utah. Prior to joining Fidelity Brokerage Services LLC, Timothy was employed by MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED in Lincoln, RI.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
RI
10/04/2021 - Present
Fidelity Brokerage Services LLC (SMITHFIELD RI)
RI
11/09/2016 - 09/08/2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (LINCOLN RI)
BOTH
Issued 01/06/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/20/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/07/2022
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/19/2021
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/09/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
Not sure Timothy Aubin is the right advisor for you? Invested Better is here to help.
