Invested Better
Unclaimed

Unclaimed

Unclaimed

Timothy Jack Prister

Smbc Nikko Securities America, Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Timothy? Claim Your Profile

About Timothy Jack Prister

Timothy Prister is an investment professional who joined Smbc Nikko Securities America, Inc. on August 26, 2024. Timothy holds the Series 63, Series 79TO, and SIE licenses. Timothy has 51 state registrations and is registered with FINRA. Timothy's primary location is New York, NY.

Firm Information

Timothy Prister is currently registered with Smbc Nikko Securities America, Inc.. Smbc Nikko Securities America, Inc. is a Corporation registered in the United States and has been in operation since August 8, 1990. The firm has a presence in all 50 states and the District of Columbia, with a total of 52 state registrations. Smbc Nikko Securities America, Inc. has one SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

313

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Timothy Prister’s Registration & Firm History

NY

08/26/2024 - Present

Smbc Nikko Securities America, Inc. (NEW YORK NY)

Not sure if Timothy Jack Prister is right for you?

Licenses & Designations

BC

Issued 08/30/2024

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/26/2024

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 04/25/2024

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Timothy Jack Prister.
Not sure if Timothy Jack Prister is right for you?