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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Timothy? Claim Your ProfileTimothy Wong is a financial advisor with over 20 years of experience in the industry. He has a strong track record of success in providing investment advice and portfolio management services to individuals, corporations, and institutions. Timothy is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. and holds the Series 3, 7, 9, 10, 31, 63, 66, 99TO, and SIE licenses. He has a deep understanding of the financial markets and a commitment to providing his clients with personalized, high-quality service. His past experience includes positions at Morgan Stanley, TD Ameritrade, Inc., and UBS Financial Services Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
02/16/2022 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (FLORHAM PARK NJ)
NY
03/30/2021 - 01/04/2022
MORGAN STANLEY (New York NY)
NJ
02/26/2018 - 01/11/2021
TD AMERITRADE, INC. (PARAMUS NJ)
NJ
01/17/2017 - 02/26/2018
SCOTTRADE, INC. (FORT LEE NJ)
NJ
08/06/2015 - 10/14/2016
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NJ
01/05/2012 - 08/20/2015
WELLS FARGO ADVISORS, LLC (SHORT HILLS NJ)
NY
05/29/2007 - 09/09/2011
CITIGROUP GLOBAL MARKETS INC. (LONG ISLAND CITY NY)
NY
01/02/2001 - 05/29/2007
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
IL
12/12/1997 - 05/22/2001
CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)
NY
08/14/1996 - 09/25/1996
MEYERS POLLOCK ROBBINS, INC. (NEW YORK NY)
NA
01/01/1996 - 08/08/1996
KENSINGTON WELLS INCORPORATED
BOTH
Issued 04/09/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/12/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/13/2007
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/31/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/14/2024
Series 31 - Futures Managed Funds Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/01/2012
Series 3 - National Commodity Futures Examination
BC
Issued 12/27/1995
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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