Unclaimed
Timothy Rexing is a financial professional with over 20 years of experience in the industry. Timothy is currently registered with Ameriprise Financial Services, LLC and American Enterprise Investment Services Inc.. Timothy has a wide range of experience in the financial services industry, including experience with J.J.B. HILLIARD, W.L. LYONS, LLC, KEYBANC CAPITAL MARKETS INC. and RAVEN SECURITIES CORP. Timothy is a Series 66, Series 4, Series 24, Series 57TO, SIE, Series 55, Series 7, Series 7A and Series 25 licensed professional. Timothy is registered in Illinois, Minnesota and Pennsylvania. Timothy's current registrations are with FINRA and the states of Illinois, Minnesota and Pennsylvania.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MN
05/23/2016 - Present
Ameriprise Financial Services, LLC (Minneapolis MN)
KY
11/19/2012 - 05/06/2016
J.J.B. HILLIARD, W.L. LYONS, LLC (LOUISVILLE KY)
OH
03/27/2003 - 10/10/2012
KEYBANC CAPITAL MARKETS INC. (CLEVELAND OH)
NY
10/01/2000 - 03/27/2003
RAVEN SECURITIES CORP. (NEW YORK NY)
FL
09/23/1999 - 05/18/2000
INDUSVAL USA CORP. (MIAMI FL)
BOTH
Issued 10/07/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/30/2018
Series 4 - Registered Options Principal Examination
BC
Issued 06/23/2016
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/25/2006
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 08/04/2006
Series 7 - General Securities Representative Examination
BC
Issued 07/31/2002
Series 7A - Floor Broker Representative Exam
BC
Issued 06/14/2000
Series 25 - NYSE Trading Assistant Examination
Active
Inactive
F
FINRA
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