Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Timothy? Claim Your ProfileTimothy O'hara is a financial advisor with J.P. MORGAN SECURITIES LLC. Timothy has over 20 years of experience in the financial services industry. Prior to joining J.P. Morgan, Timothy was a financial advisor with Stifel, Nicolaus & Company, Incorporated, Credit Suisse Securities (USA) LLC, HSBC Securities (USA) Inc., STRATEGAS RESEARCH PARTNERS, LLC, LAZARD CAPITAL MARKETS LLC, WACHOVIA CAPITAL MARKETS, LLC, GUARDIAN INVESTOR SERVICES LLC, and Dean Witter Reynolds Inc. Timothy holds the Series 7, 31, 55, 57TO, 63, 65, and 66 securities licenses. Timothy is also a registered investment advisor in Connecticut, New Jersey, and New York. Timothy is committed to providing his clients with personalized financial advice and investment management services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NY
05/03/2021 - Present
J.p. Morgan Securities LLC (NORTH MASSAPEQUA NY)
NY
04/20/2017 - 06/13/2019
STIFEL, NICOLAUS & COMPANY, INCORPORATED (NEW YORK NY)
NY
10/28/2015 - 02/16/2017
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NY
09/12/2011 - 10/29/2015
HSBC SECURITIES (USA) INC. (NEW YORK NY)
NY
05/16/2011 - 09/12/2011
STRATEGAS RESEARCH PARTNERS, LLC (NEW YORK NY)
MA
07/17/2008 - 02/08/2011
LAZARD CAPITAL MARKETS LLC (BOSTON MA)
NY
09/12/2003 - 05/20/2008
WACHOVIA CAPITAL MARKETS, LLC (NEW YORK NY)
NY
05/20/2002 - 08/29/2003
GUARDIAN INVESTOR SERVICES LLC (NEW YORK NY)
NY
11/18/1999 - 11/30/2000
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
BOTH
Issued 7/3/2019
Series 66 - Uniform Combined State Law Examination
IA
Issued 2/25/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/19/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 1/2/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 5/12/2004
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 12/1/1999
Series 31 - Futures Managed Funds Examination
BC
Issued 11/17/1999
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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